CASS 5 Audits 2026

Event information

Designed for both preparers and auditors, this session is ideal for anyone involved in planning or delivering CASS 5 audits—particularly those navigating change in a fast-evolving regulatory and business environment.

We’ll explore real-world challenges and emerging hot topics, including the impact of mergers and acquisitions on insurance brokers and what effective integration looks like in practice.

This session will cover:

• Governance expectations and responding to a changing regulatory environment
• M&A integration in insurance brokers – practical insights from both preparer and auditor perspectives
• Money Market Funds and how approaches to holding client money are evolving
• Latest CASS 5 helpsheet updates and key takeaways

You’ll also have the opportunity to put your questions directly to our experts during the live Q&A.

CPD hours

ICAEW's Continuing Professional Development (CPD) Regulations require a minimum number of hours and an ethics requirement. Attending this event could contribute up to 1hr 30mins of verifiable CPD, providing you can demonstrate that the content is relevant to your role.

A copy of the event booking confirmation email is accepted as evidence of verifiable CPD. Click here to use ICAEW’s self-assessment tool to help you work out how much CPD you will need to fulfil each year.

Costs

ICAEW members and non-members are welcome to join. This event is organised by the Financial Services Faculty. Please click here to join online.